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Fancies and Facts about the Hyperion case
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In 1999 the music editor, Lionel Sawkins,
was approached by Jeffrey Skidmore, conductor of Ex Cathedra to
prepare a programme of works by Michel-Richard de Lalande
(1657-1726), favourite Court composer under Louis XIV and Louis
XV. This followed their previous collaboration in a recording
of Lalande motets on the ASV label in 1995. In 2001, the new
programme was performed in two concerts in Birmingham and
Paris, and recorded by Hyperion Records. Unfortunately,
Skidmore failed to tell Hyperion Records that the editions were
registered for copyright protection (just as those for the
earlier recording had been) and a dispute arose days before the
recording sessions, when Hyperion refused to recognise
copyright inherent in the editions and issued the CD in
defiance of notices issued by MCPS.
‘A music company fears it will lose
£1 million and face closure if it loses its…legal
battle’
Mr Perry of Hyperion has admitted in an
interview with a US paper that attempts to settle the dispute
before legal action were ignored by him as he ‘wanted to
know whether I’m right or wrong. I’m afraid
I’m wrong, according to the justice system.’
Hyperion’s decisions to let the matter go to court and
then to appeal are theirs entirely and may owe more to a fear
of action against them by some of the ‘dozens’ of
people with whom they have admitted having had previous
copyright disputes than anything Dr Sawkins has done to protect
his rights.
‘a record company run on a frayed
shoestring’
Hyperion’s accounts show a turnover
of more than £3 million per annum, assets of £1.7
million and provision for liability for legal costs.
‘Sawkins was represented by
Carter-Ruck on a ‘no win, no fee’ basis so the
stakes weren’t quite as high for him [as for
Hyperion]’
It was perfectly open to Hyperion to have
sought out lawyers to work under a similar arrangement.
‘[the case] turns on tiny, not to
say, esoteric, details.’
On the contrary, the judgment is based on
the long-established law of copyright which protects the
original work of (in this case) a music editor who has created
a modern performing edition from a number of disparate and
incomplete sources.
‘[the] purpose [of an editor of a
piece of old music] is to rediscover, as near as
possible’ the sound world of someone else’
Yes, but this is to some extent guesswork,
and were the composer to reappear, he may well say,
‘that’s not what I intended’. Likewise,
another editor may produce a quite different edition working
from the same materials. Both editions would be original to
their editors, and both would merit copyright protection. In
this case, both sides agreed that the surviving 17th or 18th
century manuscripts are unplayable as they stand and that
somebody had to prepare performing editions that filled in the
gaps, and supplied missing parts (in one work, two of the five
orchestral parts were composed by Sawkins). Simon Perry of
Hyperion admitted in Court that this is a very skilled job and
it would take him ‘years and years and years’ to
prepare such editions himself.
‘thousands of scholars will now claim
millions of pounds in royalties…’
There may well be some whose extensive work
has not been suitably respected and adequately rewarded, but
each will have to justify a claim on the evidence of the actual
work done. Many other editions may be based on perfectly clear
source materials and may not merit copyright protection. It is
a question of degree in each case.
‘We can’t be confident that
works created centuries ago are permanently out of
copyright’
Yes, we can, such original works are out of
copyright, just as are Lalande’s in this case. But Dr.
Sawkins did not claim copyright in Lalande’s music, he
claimed copyright in his editions which incorporated new work
‘sufficiently original in terms of the skill and labour
used to produce it’. Copyright has long protected
editions of literary works (an edition of the Dead Sea Scrolls
was cited in this case, for example) and also musical
ones. Two of the operas in the forthcoming Glyndebourne season,
one by Mozart and one by Handel, are being performed from
copyrighted editions, as the prospectus shows. But it is still
open to someone else to produce their own editions based upon
their own work, as long as they do not reproduce the editorial
work of another editor already copyrighted.
‘Many baroque practitioners have
rallied to Hyperion’s side, praising the label for
bringing the past to light by reviving the likes of Lalande
who…might never have been rediscovered’
On the other hand, Sawkins’s mailbag
has included letters of support from music publishers, early
music editors, musicians, academics and some of our most
distinguished recording artists. It is Dr Sawkins, not Hyperion
who, over the last 30 years has made available for the first
time most of the major works of Lalande at present on CD on
several other labels (one in 1990 won a Grand Prix du Disque),
among his editions of some 40 previously-inaccessible major
French Baroque works, including several operas, works that have
since been performed by more than 60 performing groups
worldwide. Record companies help diffuse and popularise music,
but they could not make recordings without the music on the
stands, which someone has to prepare. Up to 300 parts may be
needed for a choral and orchestral recording of several works
such as the CD in dispute, and their preparation is costly in
terms of research and expert and detailed editing, not to
mention printing and binding. Everyone else associated with a
CD of early music is financially rewarded - the artists, the
producer, the distributor, the company itself, the record shops
- why not the person on whom the whole enterprise depends - the
editor who has put the music on the stands? In any case, Dr
Sawkins has been receiving royalties on seven recordings of his
editions released by other record companies, some for as long
as 25 years.
Editor’s Fees v. Hire Fees
Simon Perry of Hyperion admitted in Court
that he knew as early as May 2000 that Dr Sawkins was editing
the works for the recording and that he would need to agree a
fee to be paid to the editor for his work. [No such fee was
ever paid.] If a report in the Birmingham
Post is to be believed,
Hyperion claimed that ‘Dr Sawkins’ editorial
amendments....warrant an editor’s fee only, and not
copyright. Dr Sawkins was paid more than £1300 for
this.’ In fact, the only payment Dr Sawkins ever received
from Hyperion was £1278 for the hire fee for this
material (in this case Dr Sawkins only charged approximately
40% of the going rate for the hire.) The Copyright Designs and
Patents Act makes it quite clear that a hire fee does not
include recording rights, which must be accounted to MCPS for
copyright works. (Evidence to this effect was given in Court by
the Chief Executive of the Music Publishers’
Association.)
Hyperion knew more than 18 months before
the recording sessions that Dr Sawkins was preparing the scores
for this recording and both Jeffrey Skidmore of Ex Cathedra and
Hyperion had every opportunity to be aware of Dr
Sawkins’s position in relation to copyright. A previous
Ex Cathedra recording for the ASV label was listened to by
Hyperion as evidence of a sufficient standard of performance by
Ex Cathedra to accept them for their label. This former
recording bears prominent copyright notices in relation to Dr
Sawkins’s editions. Did they not notice them?
Furthermore, Hyperion agreed with the then Administrator of Ex
Cathedra that they would pay the editor an editing fee.
Copyright and expert opinion
Mr Justice Patten considered how an edition
of old music qualifies or not for copyright protection. He had
before him very extensive documentation submitted beforehand by
both sides, and also heard expert witnesses (the late Dr
Stanley Sadie on behalf of Dr Sawkins, Mr Guy Protheroe on
behalf of Hyperion). After very searching cross-examination
over six days of the litigants and their witnesses as well as
the experts, the judge observed that ‘the question to
ask...is whether the new work is sufficiently original in terms
of the skill and labour used to produce it’ and he
decided that in this case Dr Sawkins’s work met these
criteria.
Among commentators who appear to
misunderstand the meaning of ‘originality’ as
defined in the Copyright Design and Patents Act is the composer
John Rutter who has been quoted as suggesting that the Act was
never designed to protect editors. One cannot help noticing
that editions of non-copyright music edited by Mr Rutter
himself (such as his version of César Franck’s
Panis angelicus ) bear prominent copyright notices. For a legal
view of Mr Rutter’s stance, see Richard Arnold QC on
‘What People Say’.
The search for a scapegoat for
Hyperion’s troubles might be better directed towards
Messrs Skidmore and Pulford, conductor and chairman
respectively of Ex Cathedra, who, in the words of Mr Justice
Patten, ‘really played both sides off to ensure the
recording did proceed’.
Hyperion claim never to have paid royalties
on editions of old music, but they do indeed pay royalties on
the recording of Bryan Newbould’s reconstruction of
Schubert’s 10th Symphony, published by Faber Music Ltd.
If Hyperion can afford to pay in that case, as other companies
do as a matter of course, why cannot Hyperion have paid the
modest royalty due for Sawkins’s editions, and saved
themselves this needless litigation?
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© Copyright 2009 Lionel Sawkins
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